WASHINGTON—The Securities and Exchange Commission is taking another stab at regulating the use of derivatives by investment funds, after an attempt by the Obama administration to establish stricter ...
The U.S. Securities and Exchange Commission (the “SEC”) recently adopted new rules and rule and form amendments under the Investment Company Act of 1940 (the “1940 Act”) relating to, among other ...
On November 2, the SEC adopted final rule 18f-4 under the Investment Company Act. The new rule intends to update the regulation of funds’ use of derivatives. Under the new framework, funds using ...
MUMBAI - India's markets regulator will tighten derivative rules to increase entry barriers and make it more expensive to trade as it tries to limit retail investors speculating on risky contracts, ...
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