On October 30, 2023, the Securities and Exchange Commission issued an order (the “Order”) that grants exemptive relief under Rule 15c2-11 under the Securities Exchange Act of 1934 to brokers and ...
During Bloomberg’s virtual Risk and Reg Week event, Jason Palsgrove, Product Manager, Enterprise Regulatory Content at Bloomberg spoke with Audrey Blater, Senior Analyst, Risk and Financial Markets ...
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